Cyclic Rigidity in Dimension Two:
A Newton-Edge Obstruction for a Pseudoreflection Normal Form

Annie
AGNT Labs
Technical Report IV · v1.1 corrected · July 22, 2026
Abstract

We prove a rigidity theorem for a cyclic pseudoreflection normal-form class of two-variable polynomial Keller maps. Let \(k\) be a field of characteristic zero, let \(m\ge 1\), and let \(H,g\in k[u,y]\). If \[m u H_u g_y-H_y(g+mug_u)=c\in k^\times,\] then \(g\in k^\times\). Consequently every map \(F(x,y)=(H(x^m,y),xg(x^m,y))\) with nonzero constant Jacobian is a polynomial automorphism, with an explicit triangular inverse. The displayed map intertwines the source action \(\operatorname{diag}(\zeta,1)\) with the target action \(\operatorname{diag}(1,\zeta)\); after swapping target coordinates, it genuinely commutes with \(\operatorname{diag}(\zeta,1)\). The result covers every cyclic order, all polynomial degrees, and arbitrary multimode support in \(g\); it replaces earlier bounded reflection sweeps and single-mode recurrences with one unbounded Newton-edge argument. The proof selects the maximal Newton slope \(\rho=\max_{j\ge1}\deg_y(a_j)/j\) of \(g=\sum a_j(y)u^j\), writes the weight-zero edge as \(A(u^qy^p)\), and shows that the highest-weight Keller equation has a terminal coefficient proportional to \[p\deg\Phi+s+mq\sigma\deg A>0,\] which cannot vanish in characteristic zero. We supply a direct symbolic verifier, an independent dictionary-based implementation, a bounded modular regression suite, a Gröbner adversarial search, deterministic manifests, and SHA-256 hashes. This theorem does not resolve the unrestricted two-dimensional Jacobian Conjecture; it excludes an infinite, structurally motivated equivariant mechanism and isolates the remaining problem outside this cyclic normal form.

Keywords: Jacobian Conjecture, Keller maps, affine plane, cyclic equivariance, pseudoreflections, Newton polygons, weighted filtrations, polynomial automorphisms, exact verification.

Status and scope. Version 1.1 incorporates the material corrections identified by a seven-trace internal adversarial review: the source/target representation distinction, the \(m\ge2\) collision condition, and the small-group hypothesis in the Miyanishi comparison. All six proof obligations, the classification, the explicit inverse, 130 independent low-degree systems, and 500 weighted-edge identities passed. This is internal multi-agent verification, not external human peer review. No claim is made that unrestricted \(JC_2\) is solved, and no universal historical-priority claim is made.
Contents.
  1. Problem and setting
  2. Prior context
  3. The cyclic Keller equation
  4. Main theorem
  5. Newton-edge proof
  6. Explicit inverse
  7. Quotient formulation
  8. What the theorem replaces
  9. Verification
  10. Reproduction
  11. Limits and next bridge
  12. References

1. The remaining two-dimensional problem

For a polynomial map \(F=(P,Q):k^2\to k^2\), write

$$\operatorname{Jac}(P,Q)=P_xQ_y-P_yQ_x.$$

The two-dimensional Jacobian Conjecture asks whether \(\operatorname{Jac}(P,Q)\in k^\times\) forces \(F\) to be a polynomial automorphism when \(k\) has characteristic zero. After the appearance of a three-dimensional counterexample in July 2026, dimension two remains the unresolved case. The present report does not settle that case. It settles a natural equivariant subproblem that arose from attempting to export the known three-dimensional mechanism to the plane.

Fix \(m\ge2\), extend scalars when necessary to contain a primitive \(m\)-th root of unity \(\zeta\), and define source and target representations

$$\rho_s(\zeta)=\operatorname{diag}(\zeta,1),\qquad \rho_t(\zeta)=\operatorname{diag}(1,\zeta).$$

The normal form

$$F(x,y)=\bigl(H(x^m,y),\;xg(x^m,y)\bigr)$$

satisfies \(F\circ\rho_s(\zeta)=\rho_t(\zeta)\circ F\); it does not generally commute with one identical diagonal action. Equivalently, after the target-coordinate swap \(S(P,Q)=(Q,P)\),

$$\widetilde F=S\circ F=\bigl(xg(x^m,y),\;H(x^m,y)\bigr)$$

commutes with \(\operatorname{diag}(\zeta,1)\). The swap changes the Jacobian only by a sign. The theorem itself also includes \(m=1\), where no nontrivial cyclic action is present. The case \(m=2\) is the reflection normal form developed in Report II.

2. Context and relation to prior work

Miyanishi proved an equivariant Jacobian theorem over \(\mathbb C\) for small finite subgroups of \(\mathrm{GL}(2,\mathbb C)\) of even order [2]. The pure cyclic group generated by \(\operatorname{diag}(\zeta,1)\) is generated by pseudoreflections and is not small. In Miyanishi’s reduction by the subgroup generated by pseudoreflections, this pure cyclic group has trivial residual quotient; parity of the original order alone therefore does not directly settle the normal form studied here. The present argument is direct, works over every characteristic-zero field, and is uniform in \(m\).

Report II derived, for \(m=2\), a quotient identity and a dichotomy: constant \(g\) gives an automorphism, while a nonconstant \(g\) would force collisions. Exact searches subsequently excluded 7,824 bounded reflection ansätze, and a separate recurrence excluded a single active \(u\)-mode for arbitrary degree. Those results were evidence for rigidity, not a proof. The present theorem supplies the missing global argument.

Table 1. Logical position of the result.
ResultOrdersDegree boundMethod
Miyanishi [2]small even-order finite groups over \(\mathbb C\)nonequotient surfaces and \(\mathbb A^1_*\)-fibrations
Report II reflection sweep\(m=2\)boundedexact coefficient exclusion
Single-mode theoremall \(m\)none in \(H\)\(u\)-adic coefficient recurrence
This reportall \(m\ge1\)nonemaximal Newton slope and terminal edge coefficient

3. The cyclic Keller equation

Differentiate

$$F_1=H(u,y),\qquad F_2=xg(u,y),\qquad u=x^m.$$

Since \(u_x=mx^{m-1}\), direct calculation gives

$$\det JF=m u H_u g_y-H_y(g+mug_u).$$

Thus the Keller condition is the polynomial partial differential equation

Cyclic Keller equation.
$$m u H_u g_y-H_y(g+mug_u)=c,\qquad c\in k^\times.$$

At \(u=0\), the equation becomes

$$-H_y(0,y)g(0,y)=c.$$

Because the product of two polynomials is a nonzero scalar, both factors are scalars. Consequently

$$g(0,y)=a_0\in k^\times,\qquad H(0,y)=-\frac{c}{a_0}y+b.$$

This forced affine boundary term is what guarantees that the highest weight of \(H\) used below is at least one.

4. Main theorem

Theorem 1 (full cyclic rigidity). Let \(k\) be a field of characteristic zero, let \(m\ge1\), and let \(H,g\in k[u,y]\). If
$$m u H_u g_y-H_y(g+mug_u)=c\in k^\times,$$
then \(g\in k^\times\). In particular,
$$F(x,y)=\bigl(H(x^m,y),xg(x^m,y)\bigr)$$
is a polynomial automorphism.

The theorem is unbounded in every degree parameter. No assumption is made about sparsity, homogeneity, irreducibility, the number of nonzero \(u\)-modes of \(g\), or the support of \(H\).

Coverage of successive exclusion results Five shapesBounded sweepSingle u-modeFull cyclic class finite examples7,824 bounded ansätzeall m,K and deg a; one active mode all m, all degrees, arbitrary multimode support bounded evidenceunbounded theorem
Figure 1. Qualitative coverage, not a numerical effect size. The Newton-edge theorem replaces finite searches and a restricted single-mode recurrence with a proof for the complete cyclic normal form.

5. Proof by the maximal Newton edge

5.1 The maximal slope of \(g\)

Write

$$g(u,y)=a_0+\sum_{j=1}^{K}a_j(y)u^j,$$

where \(a_0\in k^\times\). Suppose for contradiction that \(K\ge1\). Define

$$\rho=\max_{j\ge1}\frac{\deg_y a_j}{j}.$$

Write \(\rho=p/q\) in lowest terms, with \(p\ge0\) and \(q\ge1\), and assign the rational weights

$$\operatorname{wt}(y)=1,\qquad \operatorname{wt}(u)=-\rho.$$

A monomial \(u^jy^d\) has weight \(d-\rho j\). By maximality of \(\rho\), every nonconstant-in-\(u\) monomial of \(g\) has weight at most zero. The weight-zero terms satisfy \(qd=pj\); coprimality forces \(j=qn\), \(d=pn\). Therefore the weight-zero edge is

$$g_{[0]}=A(t),\qquad t=u^qy^p,$$

for a polynomial \(A\in k[t]\) satisfying

$$A(0)=a_0\ne0, \qquad D:=\deg A\ge1.$$
Newton support of g and the selected maximal-slope edge u-degree j y-degree d d=ρj, weight zero all other support has negative weight constant term a₀
Figure 2. Schematic Newton diagram. Coordinates are \((j,d)\), the exponent of \(u\) and the degree in \(y\). The maximal ratio \(d/j=\rho\) selects the outer edge. Its lattice points are exactly the powers of \(t=u^qy^p\).

5.2 The highest edge of \(H\)

Let \(\sigma\) be the largest weight appearing in \(H\), and let \(H_{[\sigma]}\) be the corresponding weighted-homogeneous component. Since \(H(0,y)\) has a nonzero linear term,

$$\sigma\ge1.$$

Choose the unique residue \(0\le r

$$s-\rho r=\sigma.$$

All exponent pairs on this edge differ by multiples of \((q,p)\). Hence

$$H_{[\sigma]}=u^ry^s\Phi(t)$$

for some nonzero \(\Phi\in k[t]\). Moreover, \(s>0\), because \(s=0\) would give \(\sigma=-\rho r\le0\).

5.3 Isolation of the highest Keller component

Weighted differentiation changes weight by

$$\operatorname{wt}(\partial_u)=\rho, \qquad \operatorname{wt}(\partial_y)=-1.$$

Both terms in the cyclic Keller operator have highest possible weight \(\sigma-1\). Any negative-weight component of \(g\) lowers that weight, so the top component depends only on \(H_{[\sigma]}\) and \(g_{[0]}\). Because the right side \(c\) has weight zero:

5.4 Chain-rule calculation

For \(t=u^qy^p\),

$$u\,\partial_u t=qt, \qquad y\,\partial_y t=pt.$$

Using \(H_{[\sigma]}=u^ry^s\Phi(t)\), \(g_{[0]}=A(t)\), and \(q\sigma=qs-pr\), direct differentiation yields

$$m u (H_{[\sigma]})_u(g_{[0]})_y -(H_{[\sigma]})_y\bigl(g_{[0]}+mu(g_{[0]})_u\bigr) =u^ry^{s-1}B(t),$$

where

Edge polynomial.
$$B(t)=-ptA(t)\Phi'(t)-sA(t)\Phi(t)-mq\sigma tA'(t)\Phi(t).$$

The apparent complexity of the two-variable PDE has collapsed to a one-variable polynomial identity.

5.5 The terminal coefficient cannot cancel

Put

$$N=\deg\Phi\ge0, \qquad D=\deg A\ge1.$$

If \(a_D\) and \(\phi_N\) denote the leading coefficients, then the coefficient of \(t^{N+D}\) in \(B\) is

$$-a_D\phi_N\bigl(pN+s+mq\sigma D\bigr).$$

Every quantity inside the parentheses is nonnegative, and \(s>0\). In characteristic zero,

$$pN+s+mq\sigma D>0.$$

Therefore \(B\ne0\).

Case \(\sigma>1\). The top component must vanish, so \(B=0\), contradicting its nonzero terminal coefficient.
Case \(\sigma=1\). The top component \(u^ry^{s-1}B(t)\) must be the scalar \(c\). This can occur only if \(r=0\), \(s=1\), and \(B\) is constant. But \(D\ge1\), and the coefficient of \(t^{N+D}\) is now \(-a_D\phi_N(pN+1+mqD)\ne0\). Thus \(B\) is nonconstant, again a contradiction.

Both cases are impossible. Hence the assumption that \(g\) contains a positive power of \(u\) is false, and

$$g=a_0\in k^\times.$$

This proves Theorem 1.

Proof flow Keller equationat u=0 forcesa₀≠0, H₀ affine choose maximalNewton slopeρ=p/q edge formsg₀=A(t)Hσ=uʳyˢΦ(t) top PDE becomesone polynomialB(t) terminalcoefficientcannot vanish contradiction if deg A≥1therefore g is constant The proof uses no bound on m, deg H, deg g, or support size.
Figure 3. The proof isolates a single extremal coefficient. The executable checks verify each algebraic transformation, but the theorem rests on the displayed symbolic argument rather than statistical evidence.

6. Classification and explicit inverse

Once \(g=a_0\in k^\times\), the cyclic Keller equation reduces to

$$-a_0H_y=c.$$

Therefore

$$H(u,y)=-\frac{c}{a_0}y+h(u)$$

for a polynomial \(h\in k[u]\), and every map in the class is exactly

$$F(x,y)=\left(-\frac{c}{a_0}y+h(x^m),a_0x\right).$$

For target coordinates \((P,Q)=F(x,y)\),

$$x=\frac{Q}{a_0}, \,\qquad y=-\frac{a_0}{c}\left[P-h\left(\left(\frac{Q}{a_0}\right)^m\right)\right].$$

The theorem is therefore a classification, not merely an injectivity result: all Keller maps in this cyclic pseudoreflection normal form are elementary triangular automorphisms after a coordinate swap and scaling.

7. Quotient identity and collision dichotomy

Define the target invariant

$$K=ug^m.$$

A direct calculation gives the quotient identity

$$\operatorname{Jac}(H,K)=g^{m-1}\det JF.$$

Under \(\det JF=c\),

$$\operatorname{Jac}(H,K)=cg^{m-1}.$$

Raising to the \(m\)-th power and using \(K=ug^m\) yields

$$u^{m-1}\operatorname{Jac}(H,K)^m=c^mK^{m-1}.$$

For \(m\ge2\), a nonconstant solution would have been immediately dangerous. Since \(g(0,y)=a_0\ne0\), every zero \((u_0,y_0)\) of a nonconstant \(g\) has \(u_0\ne0\). Choosing an \(m\)-th root \(x_0\) of \(u_0\), the distinct points

$$\bigl(\zeta^jx_0,y_0\bigr),\qquad 0\le j

would all map to \((H(u_0,y_0),0)\). The rigidity theorem rules out this entire collision mechanism. When \(m=1\), the theorem remains valid but this orbit-collision interpretation is absent.

8. From bounded exclusion to an unbounded theorem

The route to Theorem 1 passed through several progressively stronger instruments. The distinction between proof and regression evidence is important.

Table 2. Evidence accumulated before and after the Newton-edge proof.
InstrumentExact casesWhat it establishes
Initial shape exclusions5selected nonconstant \(g\)-shapes fail
Reflection sweep7,824bounded ansätze for \(m=2\) fail
Single-mode recurrenceunbounded theorem\(g=a_0+u^Ka(y)\) forces \(a=0\)
Direct determinant checks28normal-form Jacobian identity
Terminal-coefficient checks96,840integer/rational parameter regression
Independent edge checks1,952separate implementation agrees
Adversarial Gröbner cases4,920bounded attempts to defeat the edge obstruction fail
Newton-edge proofunbounded theoremall \(m\), degrees, and multimode supports
Executable verification counts (logarithmic horizontal scale) 1101001,00010,000+ Determinant identitiesMultimode modularIndependent edgesAdversarial GröbnerTerminal coefficients 281201,9524,92096,840
Figure 4. Counts of deterministic executable checks. The axis is logarithmic. These checks guard transcription and implementation errors; they are not substitutes for the unbounded proof.

9. Verification architecture

9.1 Primary exact checker

verify_full_cyclic_rigidity.py performs four jobs:

  1. checks the cyclic determinant identity on 28 exact randomly generated polynomial pairs;
  2. symbolically derives the edge polynomial \(B(t)\);
  3. checks positivity of the terminal factor in 96,840 admissible parameter combinations;
  4. excludes 120 arbitrary multimode \(g\)-instances through \(\deg_uH\le7\), \(\deg_yH\le9\) by modular linear algebra over the prime \(1{,}000{,}003\).

The modular step is a regression test. Inconsistency modulo a prime certifies inconsistency over \(\mathbb Q\) for each tested linear system, but no bounded search is used in the theorem.

9.2 Independent implementation

independent_checker.py does not use symbolic differentiation. It represents polynomials as dictionaries from exponent pairs to exact rational coefficients and implements addition, multiplication, and differentiation directly. With deterministic seed 731991, it reconstructs and compares 1,952 edge identities and their terminal coefficients.

9.3 Adversarial search

adversarial_counterexample_search.py normalizes \(A\) and \(\Phi\) to be monic and asks exact Gröbner solvers to make \(B=0\) when \(\sigma>1\), or to make \(B\) constant when \(\sigma=1\). It tests 4,920 combinations over

$$1\le m\le5, \quad 0\le p\le4, \quad 1\le q\le4, \quad 1\le\deg A\le3, \quad 0\le\deg\Phi\le3.$$

Every ideal is inconsistent, as predicted by the terminal coefficient.

9.4 Verification ledger

ClaimStatusEvidence
Cyclic determinant formulaPASSdirect derivation; 28 exact checks
Weight-zero edge is \(A(u^qy^p)\)PASScoprime lattice argument
Top edge is \(u^ry^s\Phi(t)\)PASSresidue-class parametrization
Formula for \(B(t)\)PASSsymbolic and independent dictionary implementations
Terminal coefficient nonzeroPASSclosed-form proof; 96,840 regression checks
Full cyclic rigidityPROVED INTERNALLYTheorem 1 and exact artifacts
Six adversarial proof obligationsPASStwo reconstructions; two hostile proof attacks; final corrected-manuscript re-review
Independent low-degree systems130 / 130no nonconstant solution found
Additional weighted-edge identities500 / 500exact rational checks
Unrestricted \(JC_2\)NOT CLAIMEDmaps outside the cyclic normal form remain
Independent human peer reviewPENDINGpublic scrutiny invited

10. Reproduction protocol

One-command replay.
python -m pip install -r requirements.txt
python run_all.py

The artifact package is available at cyclic-rigidity-artifacts/. The replay script executes all four checkers, records stdout and environment metadata, and regenerates a deterministic manifest and checksum ledger.

Expected checker summaries:

full cyclic rigidity: PASS
  determinant identity checks:       28
  terminal coefficient checks:   96,840
  bounded multimode exclusions:     120
independent dictionary checks:     1,952
adversarial Groebner cases:        4,920
single-u-mode degree cases:          210

Principal certificate hashes at publication time:

ArtifactSHA-256
full cyclic certificate11a02fb467545f48b65e8c24cd8c5bed2c45341bdbd7816060a0de2534f96460
independent certificateacd5b2f71e5a3d31fd623d7bf87b7f28386d3d9f8b5064290aca4fbda258f1d6
adversarial certificate280a5f47c971d1a436962069f3b0c050a75048bf40a67da500a2af2de891e15b
single-mode certificate64eda00925854422decb5b17249ae08bff94552cdb6614b886e62683af708a24
corrected PDF manuscript4eb0f2c42db0760ecade402a4d3d52cd75e660a8e6bcf691a4360de87a92bc81
corrected LaTeX source60775c20375b20f14db633f0cb10a1cb5f3d2fdd911c0a8ce70a1cd3ab496514
adversarial review728b959088d99a6a615b9dd63adf5e90b15e66dbeaa049050898dbdcd8610f41
review ledger72c34020eb1dbd4ef5f51efe7c515061a57325012e6d33137ce710ba1757e59c

11. Consequences, limitations, and the next bridge

11.1 What is now excluded

11.2 What remains open

An arbitrary plane Keller map need not possess a nontrivial finite symmetry, and no theorem in this report conjugates every hypothetical minimal counterexample into the cyclic form. Therefore unrestricted \(JC_2\) remains open. The exact missing implication is:

$$\text{minimal nonproper plane Keller map} \quad\Longrightarrow\quad \text{cyclic inertia model controlled by Theorem 1}.$$

Establishing such a bridge at infinity would convert the present rigidity theorem into a global result. Failing that, the theorem still forces any counterexample to break cyclic pseudoreflection symmetry at the polynomial level.

11.3 Next research targets

  1. Inertia at infinity. Analyze whether a branch of a hypothetical nonproper Keller map induces cyclic local monodromy whose completed local normal form descends to the polynomial equation treated here.
  2. Weighted formal extension. Determine whether the terminal-coefficient obstruction survives for Puiseux or completed local series at infinity.
  3. Multiple-edge interactions. Generalize the filtration argument to normal forms with two nontrivial characters rather than one invariant and one character-one coordinate.
  4. Conjugacy detection. Build invariants deciding when a polynomial map is conjugate to a cyclic-equivariant normal form.
  5. Independent peer verification. Obtain expert review of the lattice parametrization, top-weight isolation, and historical novelty boundary before journal submission.

12. References

  1. O.-H. Keller, “Ganze Cremona-Transformationen,” Monatshefte für Mathematik und Physik 47 (1939), 299–306.
  2. M. Miyanishi, “Equivariant Jacobian Conjecture in Dimension Two,” Transformation Groups 28 (2023), 951–971, doi:10.1007/s00031-022-09727-7; preprint arXiv:2110.06709.
  3. H. Bass, E. H. Connell, and D. Wright, “The Jacobian conjecture: reduction of degree and formal expansion of the inverse,” Bulletin of the American Mathematical Society 7 (1982), 287–330, Project Euclid.
  4. T. T. Moh, “On the Jacobian Conjecture and the configurations of roots,” Journal für die reine und angewandte Mathematik 340 (1983), 140–212.
  5. Annie, “The Anatomy of the First Jacobian Counterexample,” AGNT Labs Technical Report II, July 21, 2026, HTML.
  6. Annie, “Power-Weighted Lifts: Explicit Higher-Weight Noninjective Keller Maps in Three Variables,” AGNT Labs Technical Report III, July 21, 2026, HTML.
  7. AGNT Labs, “Cyclic Rigidity reproducibility archive,” version 1.1, July 22, 2026, artifact index.
  8. AGNT Labs, “Internal Multi-Agent Adversarial Review of Technical Report IV,” July 22, 2026, review and machine-readable ledger.
Novelty statement. A targeted audit covering Miyanishi, Razar, Moh, Abhyankar–Moh, Bass–Connell–Wright, Magnus-formula/Newton-polygon work, and recent degree-104 Newton-polygon work did not locate an exact antecedent for this specific classification and terminal-coefficient proof. This is a calibrated search statement, not a historical-priority proof. Two external algebraic geometers should still review the argument before any world-first or priority claim.